Accessibility Links

Compliance Director

Expired
  • Salary: Negotiable
  • Job type: Permanent
  • Location: Dublin
  • Sector: Corporate Finance / M & A, FD / CFO, Financial Accountant, Financial Analyst, Financial Controller / Manager, FP & A, Internal Audit
  • Date posted: 05/04/2018
  • Job reference: J384349A

We're really sorry, but it looks like this job has already been filled.

Register your CV with us, see our latest jobs or use the search below.

Compliance Director required for a global financial institution to provide first class regulatory guidance and advice based in Dublin.

Responsibilities:

  • Acting as the main point of contact for the Irish legal entity for regulatory and compliance matters.
  • Providing support and guidance on specific Republic of Ireland financial crime laws and regulations and liaising with Money Laundering Reporting Officer.
  • Developing, implementing and maintaining the Compliance Programme for the Irish legal entity.
  • Working closely with the broader compliance teams to ensure holistic delivery of compliance framework and solutions, including regulatory record keeping, across all jurisdictions and legal entities.
  • Developing, maintaining and strengthening the relationship between compliance and the business by providing timely and effective advice and developing the communication channels to ensure a two-way flow of information.
  • Escalating promptly any regulatory or operational risks identified to the Chief Compliance Officer and the Board of Directors and Risk Committee of the Irish legal entity.
  • Providing routine reports and regulatory updates to the Board of Directors of the Irish legal entity.
  • Providing assistance to and supporting EMEA/APAC with regulatory applications and licences.
  • Assisting and supporting Global Regulatory Special Projects with identifying, assessing and implementing regulatory change.
  • Developing, maintaining and updating relevant regulatory policies, processes and procedures. Advising the business with all aspects of these policies, processes and procedures.
  • Ensuring regulatory obligations, such as standard, frequent and ad hoc regulatory filings and reporting to the Central Bank of Ireland, are made in a correct and timely fashion.
  • Overseeing the planning and preparation of regulatory, internal and external audits reviewing and approving documentation gathered to respond to audit and regulatory enquiries.
  • Working closely with the business to develop pragmatic solutions/opportunities while remaining cognisant of regulatory rules, obligations and expectations.
  • Advising the business senior leadership team, general counsel and other senior managers on all relevant regulatory matters impacting the Irish legal entity.

Skills:

  • Detailed knowledge and understanding of regulated activity, in particular Irish and EU regulatory framework
  • Significant Financial Crime knowledge and experience
  • Knowledge of regulations / market practice in other jurisdictions would be desirable e.g. US, and Asia